-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AekgyOOhz9Z5XKim0FbreCVbiIl3rAUaJFy+utTUhd0fNS01fTMmIpisqjID8yCS vVDZCgobtq7mKvt9uZM93g== 0000812128-99-000012.txt : 19990215 0000812128-99-000012.hdr.sgml : 19990215 ACCESSION NUMBER: 0000812128-99-000012 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON FARMS INC CENTRAL INDEX KEY: 0000812128 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 640615843 STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-40009 FILM NUMBER: 99535105 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON JOE F JR CENTRAL INDEX KEY: 0001054609 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 SC 13G 1 SCHEDULE 13G FOR JOE F. SANDERSON, JR. UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G Under the Securities Exchange Act of 1934 SANDERSON FARMS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 800013 (Cusip Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person (1) has a previous statement on file reporting beneficial Ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficially ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 800013 13G Page 2 of 5 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOE F. SANDERSON, JR. ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Yes 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5. SOLE VOTING POWER 103,217 6. SHARED VOTING POWER 3,269,672 7. SOLE DISPOSITIVE POWER 59,882 8. SHARED DISPOSITIVE POWER 3,328,065 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,452,821 (See Item 4 of this Schedule 13^) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES NOT APPLICABLE 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 24.00% 12. TYPE OF REPORTING PERSON* INDIVIDUAL CUSP NO.: 800013 Page 3 of 5 Pages Schedules 13G Item 1(a). Name of Issuer: Sanderson Farms, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 225 N. 13th Avenue Laurel, Mississippi 39440 Item 2(a). Name of Person Filing: Joe F. Sanderson, Jr. Item 2(b). Address of Principal Business Office or, if none, Residence: 225 N. 13th Avenue Laurel, Mississippi 39440 Item 2(c). Citizenship: Item 2(d). Title of Class of Securities: Common Stock, $1.00 per share par value. Item 2(e). Cusip Number: 800013 Item 3. Not Applicable. Item 4. Ownership 4(a) Amount Beneficially Owned; 3,452,821 4(b) Percent of Class: 24.0% 4(c) Number of shares as to which such person has: CUSIP NO.: 800013 Page 4 of 5 Pages (i) sole power to vote or to direct the vote: 103,217 shares (ii) shared power to vote or to direct the vote: 3,269,672 shares (iii) sole power to dispose or to direct the disposition of: 59,882 shares (iv) shared power to dispose or to direct the disposition of: 3,328,065 shares The amount shown in the table includes 59,882 shares owned of record by Joe F. Sanderson, Jr., over which he exercises sole voting and investment power, and 43,335 shares allocated to Joe F. Sanderson, Jr.'s account in the Company's ESOP, with respect to which he has sole voting power. The trustees of the ESOP share investment power over the 43,335 shares allocated to Joe F. Sanderson, Jr.'s account under the ESOP. The amount in the table includes the 3,269,672 shares beneficially owned by Joe F. Sanderson, Jr. as co-executor of the Estate. The co-executors share voting and investment power with respect to these shares. The amount shown in the table also includes 6,539 shares owned of record by Joe F. Sanderson, Jr.'s wife, over which she exercises sole voting and investment power. The amount in the table also includes 58,393 shares owned of record by a charitable private foundation established by Joe Frank Sanderson, for which Joe F. Sanderson, Jr. serves as a director and as such, shares voting and investment power with the other directors of the foundation with respect to such shares. Pursuant to Rule 13d-4, Joe F. Sanderson, Jr. disclaims beneficial ownership of the 6,539 shares owned of record by his wife, the 3,269,672 shares owned of record by the Estate, and the 58,393 shares owned of record by the foundation. Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership or More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. CUSIP NO.: 800013 Page 5 of 5 Pages Item 10. Certification: Not Applicable. Material to be filed as Exhibits: None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1999 /s/Joe F. Sanderson, Jr. JOE F. SANDERSON, JR. -----END PRIVACY-ENHANCED MESSAGE-----